John Rende
Employment Experience
| 2003
- Present |
Expert
Witness, Sole Proprietor: |
- Retained as
an Expert Witness in over fifty cases, acting for the plaintiff
or defendant.
| 2003
- 2006 |
GBS
Financial Corp., Independent Contractor: |
- Investment
Consultant to a large Institutional Account, providing advice
on technical analysis of market
indices and individual securities.
| 2002
- 2003 |
Securities
& Investment Planning Co., Independent
Contractor: |
- Investment
Consultant primarily to a large Institutional Account, providing
advice on technical analysis of market indices and individual
securities.
| 1997
- 2001 |
Field
Logan & Co., LLC, President: |
- A full service
broker/dealer, member of NASD, MSRB
and SIPC.
- Responsible
for recruiting and managing brokers; supervising trading
in customers' accounts; developing a trading platform; selecting
investment products to be offered by brokers to their clients;
managing the firm's finances in accordance with Regulatory
Agencies' requirements.
- Investments
included stocks, bonds, mutual funds, annuities, options,
etc.
| 1997
- 1997 |
Beckman
Investment Securities, President: |
- Responsible
for recruiting and managing brokers; supervising customers'
accounts; selecting investment
products to be offered by brokers to their clients.
- Investments
included stocks, bonds, mutual funds, annuities, options,
etc.
| 1994
- 1997 |
Wells
Fargo Securities (WFSI), Senior Vice-President
& Managing Director: |
- Member of the
Senior Management Team of Wells Fargo's Savings and Investment
Group and Wells Fargo Securities.
- Investments
included stocks, bonds, mutual funds, annuities, options,
etc.
- Responsible
for the management of the full-service brokerage unit: two
offices, San Francisco and Los Angeles, with a total staff
of approximately 30 people.
- Responsible
for managing Capital Investment Accounts, a very profitable
Wells Fargo Bank dealer brokering CDs, treasuries and CP
primarily to institutions for their cash management needs.
- Developed an
automated full-service brokerage unit and oversaw automation
project of branch investment sales offices.
- Introduced new
financial products to help brokers in managing clients'
accounts.
| 1981
-1994 |
California
Securities Corp., Owner and Manager: |
- Managed full-service
brokerage firm, with four branches in the San Francisco
Bay Area. Investments included stocks, bonds, mutual funds,
option, futures, etc.
- Responsible
for opening accounts; executing transactions in compliance
with Regulatory Agencies' Rules; managing the Firm's finances
as required by Federal and State Agencies.
- Developed unique
uses of Chaos Theory and Artificial Intelligence (with particular
emphasis on Neural Networks) to aid in technical analysis
of market trends.
| 1966-1981 |
Bache
Halsey Stuart (now Wachovia Securities),
Vice-President, Sales: |
- Handled both
individual and institutional accounts. Investments included
stocks, bonds, mutual funds, options, futures, etc.
John Rende’s
NASD licenses:
NASD SERIES
3, 4, 7, 24, 28, 52, 53, 63, 65. CALIFORNIA LIFE AND DISABILITY.
Education:
Polytechnic
Institute of Rome (Italy): Advanced degree ("Master"
equivalent) in Chemical Engineering. Graduated with highest
honors.
University of California (Berkeley): Business
and Management Courses
New York Institute of Finance: Investment
Courses
Additional
information:
Languages:
Fluent in Italian, knowledge of German, French and Spanish.
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